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Compliance Analyst, London, Dimensional

Published 2022-06-26
Expires 2022-07-26
ID #1061713560
Free
Compliance Analyst, London, Dimensional
United Kingdom, London, London,
Published June 26, 2022

Job details:

Job type: Full time
Contract type: Permanent
Salary type: Monthly
Occupation: Compliance analyst


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Description


Notes to applicants:

Most roles at Dimensional will be part of our best-of-both hybrid working model. This includes working together in the office on Tuesdays, Wednesdays and Thursdays, and choosing to work where one works best on Mondays and Fridays. This maximizes in person collaboration and interaction while simultaneously providing flexibility. This broad universal approach applies to most roles globally with a few exceptions that require more or less time in the office. Please discuss with your Recruiter to confirm the details for this specific role.
Resumes and portfolios (when applicable) are required as part of your application. When applying from a mobile device or tablet, you may not be able to attach a resume. If you cannot include an attachment at the time of your application, you will receive a follow up email asking you to attach your resume from a computer.


Job Description:


Dimensional seeks an Analyst for the Compliance team to support the firm’s sales distribution. This position will primarily conduct compliance reviews of the marketing material used by the firm and support the firm in delivering wider distribution initiatives. 

Responsibilities:

Review EMEA marketing materials and communications content across multiple delivery channels: including website and print sales literature, research papers, client presentation materials and RFP responses utilising the workflow and archiving tool used by the global Compliance team. 
Maintain and communicate updates to the EMEA Disclosures Matrix to the business.
Enhance and implement sales and marketing related compliance policies and desktop procedures.
Provide support and Management information to the Designated person for Distribution
Provide input to the Global Team’s Distribution Report to Global Chief Compliance Officer (CCO) as part of its monthly Regulatory Compliance Meeting with the CCO.
Support projects and initiatives undertaken by the team/firm

Qualifications:

Prior experience in compliance environment at an investment advisor or mutual fund company
Solid understanding of common industry practices
Excellent verbal and written communication skills, with the ability to translate complex information, analytics and situations into a clear and simple message
Ability to manage multiple tasks simultaneously
Strong information gathering skills; ability to analyze information gathered, and make recommendations as to next steps
Highly motivated and organized self-starter with excellent editing and writing skills and strong attention to detail

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Dimensional offers a variety of programs to help take care of you, your family, and your career, including comprehensive benefits, educational initiatives, and special celebrations of our history, culture, and growth.

It is the policy of the Company to provide equal employment opportunity for all applicants and employees. The Company does not unlawfully discriminate on the basis of race, color, religion, creed, sex, gender, gender identity, gender expression, national origin, age, disability, genetic information, ancestry, medical condition, marital status, covered veteran status, citizenship status, sexual orientation, or any other protected status. This policy applies to all areas of employment including recruitment, hiring, training, job assignment, promotion, compensation, benefits, transfer, discipline, termination, and social and recreational programs.

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    Employer's info

    Dimensional
    Registered on October 7, 2017

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